Regulation 138 — Application for registration as a Group. – A company which is desirous of forming

a group with its subsidiary companies shall furnish an application for registration as a Group as per
format App-6 to the Commission along with the following documents namely-
(i) statement showing details of the holding company and its subsidiaries, their sponsors,
directors and pattern of shareholding in the form attached as Appendix-A to App-6;
(ii) affidavit by the directors of the holding company in the form attached as Appendix-B to
App-6;
(iii) resolution of the board of directors of the holding company and its subsidiaries for
formation of a Group;
(iv) original challan or other evidence of payment of fee specified in Seventh Schedule to the
Act (not applicable in case of online filing); and
(v) any other information required by the Commission.
Explanation. - Group for the purpose of this chapter means a holding company and its
subsidiaries registered with the Commission under regulation 13 9 of these
Regulations.